Form 4 for EVLV Evolv Technologies Holdings, Inc.
Accepted 2024-01-03 00:00:00 ET · period of report 2024-01-01 · accession 0001628280-24-000348 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-03 | 2024-01-03 | EVLV | George Peter Gustav | Pres, CEO, Dir | S - Sale+OE | $4.53 | -915 | 736.2K | -0.1% | -$4,145 |
| D | 2024-01-03 | 2024-01-01 | EVLV | George Peter Gustav | Pres, CEO, Dir | M - OptEx | $0.00 | +2,500 | 737.1K | +0.3% | $0 |
| D | 2024-01-03 | 2024-01-01 | EVLV | George Peter Gustav | Pres, CEO, Dir | M - OptEx | $0.00 | -2,500 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-01-03 | S | D | 915 | $4.53 | 736,208 | D | — | — | (F2) The sale reported in the Form 4 was effected solely with the intent to cover withholding taxes in connection with the January 1, 2024 vesting of the RSUs described in footnote 1. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.46 to $4.54. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2024-01-01 | M | A | 2,500 | $0.00 | 737,123 | D | — | — | (F1) On March 31, 2022, the reporting person was granted 5,000 performance-based restricted stock units ("RSUs"). 50% of the performance-based RSUs vested on January 1, 2023 based on achieving an annual bookings goal for the fiscal year ended December 31, 2022. The remaining RSUs vested on January 1, 2024, subject to the reporting person's continued employment through such vesting date. Each RSU represents a contingent right to receive one share of Class A Common Stock and has no expiration date. |
| 3 | Derivative | Restricted Stock Units | 2024-01-01 | M | D | 2,500 | $0.00 | 0 | D | — · — to — | 2,500 Class A Common Stock | (F1) On March 31, 2022, the reporting person was granted 5,000 performance-based restricted stock units ("RSUs"). 50% of the performance-based RSUs vested on January 1, 2023 based on achieving an annual bookings goal for the fiscal year ended December 31, 2022. The remaining RSUs vested on January 1, 2024, subject to the reporting person's continued employment through such vesting date. Each RSU represents a contingent right to receive one share of Class A Common Stock and has no expiration date. |