Form 4 for INDI indie Semiconductor, Inc.
Accepted 2024-01-05 00:00:00 ET · period of report 2024-01-03 · accession 0001628280-24-000735 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-05 | 2024-01-03 | INDI | schiller Thomas | CFO, EVP of Strategy | M - OptEx | $0.00 | +58.9K | 1.18M | +5% | $0 |
| D | 2024-01-05 | 2024-01-05 | INDI | schiller Thomas | CFO, EVP of Strategy | S - Sale+OE | $7.05 | -60.0K | 1.09M | -5% | -$423.0K |
| DM | 2024-01-05 | 2024-01-04 | INDI | schiller Thomas | CFO, EVP of Strategy | F - Tax | $7.04 | -23.2K | 1.18M | -2% | -$163.2K |
| DM | 2024-01-05 | 2024-01-03 | INDI | schiller Thomas | CFO, EVP of Strategy | M - OptEx | $0.00 | -58.9K | 169.9K | -26% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-01-03 | M | A | 2,308 | $0.00 | 1,120,123 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-01-03 | M | A | 56,625 | $0.00 | 1,176,748 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-01-05 | S | D | 60,000 | $7.05 | 1,093,562 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.89 to $7.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. |
| 4 | Common | Class A Common Stock | 2024-01-04 | F | D | 22,198 | $7.04 | 1,153,562 | D | — | — | |
| 5 | Common | Class A Common Stock | 2024-01-04 | F | D | 988 | $7.04 | 1,175,760 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2024-01-03 | M | D | 2,308 | $0.00 | 4,616 | D | — · — to — | 2,308 Class A Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of Class A common stock. (F5) The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. |
| 7 | Derivative | Restricted Stock Units | 2024-01-03 | M | D | 56,625 | $0.00 | 169,875 | D | — · — to — | 56,625 Class A Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of Class A common stock. (F5) The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. |