Form 4 for INDI indie Semiconductor, Inc.
Accepted 2024-01-05 00:00:00 ET · period of report 2024-01-03 · accession 0001628280-24-000736 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-05 | 2024-01-03 | INDI | McClymont Donald | CEO, Dir | M - OptEx | $0.00 | +77.8K | 107.0K | +267% | $0 |
| DI | 2024-01-05 | 2024-01-04 | INDI | McClymont Donald | CEO, Dir | F - Tax | $7.04 | -3,612 | 52.2K | -6% | -$25.4K |
| DM | 2024-01-05 | 2024-01-04 | INDI | McClymont Donald | CEO, Dir | F - Tax | $7.04 | -30.2K | 104.3K | -22% | -$212.7K |
| DI | 2024-01-05 | 2024-01-03 | INDI | McClymont Donald | CEO, Dir | M - OptEx | $0.00 | +8,437 | 55.8K | +18% | $0 |
| DM | 2024-01-05 | 2024-01-03 | INDI | McClymont Donald | CEO, Dir | M - OptEx | $0.00 | -77.8K | 214.9K | -27% | $0 |
| DI | 2024-01-05 | 2024-01-03 | INDI | McClymont Donald | CEO, Dir | M - OptEx | $0.00 | -8,437 | 25.3K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-01-03 | M | A | 6,154 | $0.00 | 35,333 | D by spouse | — | — | |
| 2 | Common | Class A Common Stock | 2024-01-03 | M | A | 71,625 | $0.00 | 106,958 | D by spouse | — | — | |
| 3 | Common | Class A Common Stock | 2024-01-04 | F | D | 3,612 | $7.04 | 52,237 | I | — | — | |
| 4 | Common | Class A Common Stock | 2024-01-04 | F | D | 27,574 | $7.04 | 76,750 | D | — | — | |
| 5 | Common | Class A Common Stock | 2024-01-03 | M | A | 8,437 | $0.00 | 55,849 | I | — | — | |
| 6 | Common | Class A Common Stock | 2024-01-04 | F | D | 2,634 | $7.04 | 104,324 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2024-01-03 | M | D | 6,154 | $0.00 | 12,308 | D by spouse | — · — to — | 6,154 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F3) The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. |
| 8 | Derivative | Restricted Stock Units | 2024-01-03 | M | D | 71,625 | $0.00 | 214,875 | D | — · — to — | 71,625 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F3) The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. |
| 9 | Derivative | Restricted Stock Units | 2024-01-03 | M | D | 8,437 | $0.00 | 25,313 | I | — · — to — | 8,437 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F3) The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. |