Form 4 for INDI indie Semiconductor, Inc.
Accepted 2024-01-05 00:00:00 ET · period of report 2024-01-03 · accession 0001628280-24-000737 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-05 | 2024-01-04 | INDI | Aoki Ichiro | Pres, Dir | F - Tax | $7.04 | -4,692 | 30.4K | -13% | -$33.0K |
| DM | 2024-01-05 | 2024-01-03 | INDI | Aoki Ichiro | Pres, Dir | M - OptEx | $0.00 | +11.0K | 21.7K | +102% | $0 |
| DM | 2024-01-05 | 2024-01-03 | INDI | Aoki Ichiro | Pres, Dir | M - OptEx | $0.00 | -11.0K | 28.1K | -28% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-01-04 | F | D | 4,013 | $7.04 | 26,413 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-01-03 | M | A | 9,375 | $0.00 | 31,105 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-01-03 | M | A | 1,586 | $0.00 | 21,730 | D | — | — | |
| 4 | Common | Class A Common Stock | 2024-01-04 | F | D | 679 | $7.04 | 30,426 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2024-01-03 | M | D | 1,586 | $0.00 | 3,174 | D | — · — to — | 1,586 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F3) The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. |
| 6 | Derivative | Restricted Stock Units | 2024-01-03 | M | D | 9,375 | $0.00 | 28,125 | D | — · — to — | 9,375 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F3) The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. |