Form 4 for EOSE Eos Energy Enterprises, Inc.
Accepted 2024-01-05 00:00:00 ET · period of report 2024-01-03 · accession 0001628280-24-000739 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-05 | 2024-01-03 | EOSE | Mastrangelo Joe | CEO, Dir | F - Tax | $0.99 | -122.4K | 718.4K | -15% | -$121.2K |
| D | 2024-01-05 | 2024-01-03 | EOSE | Mastrangelo Joe | CEO, Dir | M - OptEx | $0.00 | +250.0K | 840.8K | +42% | $0 |
| D | 2024-01-05 | 2024-01-03 | EOSE | Mastrangelo Joe | CEO, Dir | M - OptEx | $0.00 | -250.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-03 | F | D | 122,427 | $0.99 | 718,372 | D | — | — | (F1) Represents shares withheld from vested restricted stock unit ("RSU") award to satisfy tax obligations, as permitted by the Company's Amended and Restated 2020 Incentive Plan. |
| 2 | Common | Common Stock | 2024-01-03 | M | A | 250,000 | $0.00 | 840,799 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-01-03 | M | D | 250,000 | $0.00 | 0 | D | — · — to — | 250,000 Common Stock | (F2) The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which vested in three equal installments on each of January 3, 2022, January 3, 2023 and January 3, 2024. (F3) Each RSU represents a contingent right to receive one share of common stock. (F4) Not applicable. |