Form 4 for CELH Celsius Holdings, Inc.
Accepted 2024-01-05 00:00:00 ET · period of report 2019-10-23 · accession 0001628280-24-000749 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-05 | 2019-10-23+ | CELH | Fieldly John | CEO, Dir | F - Tax | $17.84 | -23.2K | 305.9K | -7% | -$414.2K |
| DM | 2024-01-05 | 2020-07-30+ | CELH | Fieldly John | CEO, Dir | A - Grant | $0.00 | +67.1K | 323.9K | +26% | $0 |
| DM | 2024-01-05 | 2022-08-19+ | CELH | Fieldly John | CEO, Dir | S - Sale | $66.51 | -37.1K | 340.6K | -10% | -$2.46M |
| D | 2024-01-05 | 2021-01-01 | CELH | Fieldly John | CEO, Dir | A - Grant | $0.00 | +300.0K | 1.34M | +29% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value per share | 2019-10-23 | F | D | 18,000 | $3.33 | 432,000 | D | — | — | (F1) The reporting person forfeited such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023. |
| 2 | Common | Common Stock, $0.001 par value per share | 2020-07-30 | A | A | 4,129 | $0.00 | 436,129 | D | — | — | (F2) Consists of RSAs, with each RSA providing for the right to receive one share of common stock, par value $0.001 per share, of Celsius Holdings, Inc. The RSAs vest on November 12, 2020. (F3) Does not give effect to the three-for-one stock split that occurred on November 15, 2023. |
| 3 | Common | Common Stock, $0.001 par value per share | 2020-11-12 | F | D | 877 | $31.95 | 435,252 | D | — | — | (F1) The reporting person forfeited such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023. |
| 4 | Common | Common Stock, $0.001 par value per share | 2021-01-01 | A | A | 45,000 | $0.00 | 480,252 | D | — | — | (F4) Consists of RSUs, with each RSU providing for the right to receive one share of common stock, par value $0.001 per share, of Celsius Holdings, Inc. The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date. (F3) Does not give effect to the three-for-one stock split that occurred on November 15, 2023. |
| 5 | Common | Common Stock, $0.001 par value per share | 2024-01-03 | S | D | 27,334 | $56.72 | 480,926 | D | — | — | (F5) The reporting person sold such shares solely to pay tax liability upon the vesting of RSUs. (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $55.89 to $58.05, inclusive. The reporting person undertakes to provide Celsius Holdings, Inc. ("Celsius"), any security holder of Celsius, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 6 | Common | Common Stock, $0.001 par value per share | 2022-01-01 | A | A | 18,000 | $0.00 | 323,907 | D | — | — | (F4) Consists of RSUs, with each RSU providing for the right to receive one share of common stock, par value $0.001 per share, of Celsius Holdings, Inc. The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date. (F3) Does not give effect to the three-for-one stock split that occurred on November 15, 2023. |
| 7 | Common | Common Stock, $0.001 par value per share | 2022-08-19 | S | D | 617 | $107.46 | 419,657 | D | — | — | (F3) Does not give effect to the three-for-one stock split that occurred on November 15, 2023. (F5) The reporting person sold such shares solely to pay tax liability upon the vesting of RSUs. |
| 8 | Common | Common Stock, $0.001 par value per share | 2023-01-02 | S | D | 6,505 | $93.13 | 343,152 | D | — | — | (F3) Does not give effect to the three-for-one stock split that occurred on November 15, 2023. (F5) The reporting person sold such shares solely to pay tax liability upon the vesting of RSUs. |
| 9 | Common | Common Stock, $0.001 par value per share | 2023-01-02 | S | D | 2,602 | $93.13 | 340,550 | D | — | — | (F3) Does not give effect to the three-for-one stock split that occurred on November 15, 2023. (F5) The reporting person sold such shares solely to pay tax liability upon the vesting of RSUs. |
| 10 | Common | Common Stock, $0.001 par value per share | 2022-01-01 | F | D | 4,345 | $75.09 | 305,907 | D | — | — | (F1) The reporting person forfeited such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023. |
| 11 | Derivative | Common Stock Option | 2021-01-01 | A | A | 300,000 | $0.00 | 1,340,000 | D | $42.64 · — to 2031-01-01 | 300,000 Common Stock, $0.001 par value per share | (F3) Does not give effect to the three-for-one stock split that occurred on November 15, 2023. (F7) The options vest in three equal annual installments beginning on January 1, 2022. |