Form 4 for PENG Penguin Solutions, Inc.
Accepted 2024-01-23 00:00:00 ET · period of report 2024-01-20 · accession 0001628280-24-001961 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-23 | 2024-01-22 | PENG | Pacheco Jack A | EVP, COO, Pres, Mem Solutions | M - OptEx | $9.20 | +2,500 | 222.5K | +1% | +$23.0K |
| DM | 2024-01-23 | 2024-01-22 | PENG | Pacheco Jack A | EVP, COO, Pres, Mem Solutions | S - Sale+OE | $22.53 | -2,500 | 220.0K | -1% | -$56.3K |
| D | 2024-01-23 | 2024-01-20 | PENG | Pacheco Jack A | EVP, COO, Pres, Mem Solutions | F - Tax | $22.89 | -4,055 | 220.0K | -2% | -$92.8K |
| D | 2024-01-23 | 2024-01-22 | PENG | Pacheco Jack A | EVP, COO, Pres, Mem Solutions | M - OptEx | $0.00 | -2,500 | 82.5K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-01-22 | M | A | 2,500 | $9.20 | 222,507 | D | — | — | |
| 2 | Common | Ordinary Shares | 2024-01-22 | S | D | 2,400 | $22.50 | 220,107 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $22.20 to $22.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Ordinary Shares | 2024-01-20 | F | D | 4,055 | $22.89 | 220,007 | D | — | — | |
| 4 | Common | Ordinary Shares | 2024-01-22 | S | D | 100 | $23.22 | 220,007 | D | — | — | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2024-01-22 | M | D | 2,500 | $0.00 | 82,500 | D | $9.20 · — to 2030-03-12 | 2,500 Ordinary Shares | (F4) The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021. |