Form 4 for EOSE Eos Energy Enterprises, Inc.
Accepted 2024-01-30 00:00:00 ET · period of report 2024-01-27 · accession 0001628280-24-002592 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-30 | 2024-01-27 | EOSE | Berube Melissa | GC | M - OptEx | $0.00 | +204.7K | 123.4K | New | $0 |
| D | 2024-01-30 | 2024-01-27 | EOSE | Berube Melissa | GC | F - Tax | $1.04 | -81.2K | 171.8K | -32% | -$84.5K |
| DM | 2024-01-30 | 2024-01-27 | EOSE | Berube Melissa | GC | M - OptEx | $0.00 | -204.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-27 | M | A | 25,000 | $0.00 | 73,411 | D | — | — | |
| 2 | Common | Common Stock | 2024-01-27 | M | A | 129,657 | $0.00 | 253,068 | D | — | — | |
| 3 | Common | Common Stock | 2024-01-27 | F | D | 81,232 | $1.04 | 171,836 | D | — | — | (F1) Represents shares withheld from vested restricted stock unit ("RSU") award to satisfy tax obligations, as permitted by the Company's Amended and Restated 2020 Incentive Plan. |
| 4 | Common | Common Stock | 2024-01-27 | M | A | 50,000 | $0.00 | 123,411 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2024-01-27 | M | D | 129,657 | $0.00 | 0 | D | — · — to — | 129,657 Common Stock | (F2) Reflects the accelerated vesting of the reporting person's restricted stock units in accordance with the reporting person's separation agreement. (F3) Each RSU represents a contingent right to receive one share of common stock. (F4) Not applicable. |
| 6 | Derivative | Restricted Stock Units | 2024-01-27 | M | D | 25,000 | $0.00 | 0 | D | — · — to — | 25,000 Common Stock | (F2) Reflects the accelerated vesting of the reporting person's restricted stock units in accordance with the reporting person's separation agreement. (F3) Each RSU represents a contingent right to receive one share of common stock. (F4) Not applicable. |
| 7 | Derivative | Restricted Stock Units | 2024-01-27 | M | D | 50,000 | $0.00 | 0 | D | — · — to — | 50,000 Common Stock | (F2) Reflects the accelerated vesting of the reporting person's restricted stock units in accordance with the reporting person's separation agreement. (F3) Each RSU represents a contingent right to receive one share of common stock. (F4) Not applicable. |