Form 4 for OPBK OP Bancorp
Accepted 2024-02-07 00:00:00 ET · period of report 2023-09-15 · accession 0001628280-24-003751 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-07 | 2023-09-15+ | OPBK | YOON KI WON | Chief Lending Off | M - OptEx | $6.40 | +20.1K | 52.0K | +63% | +$128.9K |
| DM | 2024-02-07 | 2023-09-15+ | OPBK | YOON KI WON | Chief Lending Off | M - OptEx | $0.00 | -20.1K | 0 | -100% | $0 |
| D | 2024-02-07 | 2023-12-20 | OPBK | YOON KI WON | Chief Lending Off | A - Grant | $0.00 | +137 | 10.1K | +1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-20 | M | A | 137 | — | 52,137 | D | — | — | (F1) Restricted stock units convert to shares of common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-09-15 | M | A | 20,000 | $6.40 | 52,000 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-12-20 | M | D | 137 | $0.00 | 10,000 | D | — · — to — | 137 Common Stock | (F1) Restricted stock units convert to shares of common stock on a one-for-one basis. (F3) On December 20, 2023, the reporting person was granted 137 shares of restricted stock units, vesting immediately on the grant date. |
| 4 | Derivative | Stock Option (Right to Buy) | 2023-09-15 | M | D | 20,000 | $0.00 | 0 | D | $6.40 · 2014-10-09 to 2023-10-09 | 20,000 Common Stock | (F2) The option, representing a right to purchase a total of 50,000 shares, became exercisable in five equal annual installments beginning on October 9, 2014, which was the first anniversary of the date on which the option was granted. |
| 5 | Derivative | Restricted Stock Unit | 2023-12-20 | A | A | 137 | $0.00 | 10,137 | D | — · — to — | 137 Common Stock | (F1) Restricted stock units convert to shares of common stock on a one-for-one basis. (F3) On December 20, 2023, the reporting person was granted 137 shares of restricted stock units, vesting immediately on the grant date. |