Form 4 for PENG Penguin Solutions, Inc.
Accepted 2024-02-13 00:00:00 ET · period of report 2024-02-09 · accession 0001628280-24-004552 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-02-13 | 2024-02-09 | PENG | HERSCHER PENNY | Dir | A - Grant | $0.00 | +6,821 | 15.2K | +81% | $0 | |
| M | 2024-02-13 | 2024-02-12+ | PENG | HERSCHER PENNY | Dir | S - Sale | $22.37 | -3,367 | 11.9K | -22% | -$75.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-02-09 | A | A | 6,821 | $0.00 | 15,238 | D | — | — | (F1) Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 9, 2025 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. |
| 2 | Common | Ordinary Shares | 2024-02-12 | S | D | 2,525 | $22.62 | 12,713 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $22.49 to $22.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Ordinary Shares | 2024-02-13 | S | D | 842 | $21.62 | 11,871 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $21.39 to $22.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |