Form 4 for NLY ANNALY CAPITAL MANAGEMENT INC
Accepted 2024-02-20 00:00:00 ET · period of report 2024-02-15 · accession 0001628280-24-005623 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-02-20 | 2024-02-15 | NLY | Wolfe Serena | CFO | A - Grant | $0.00 | +5,675 | 117.0K | +5% | $0 | |
| 2024-02-20 | 2024-02-15 | NLY | Wolfe Serena | CFO | F - Tax | $18.88 | -2,897 | 114.1K | -2% | -$54.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-15 | A | A | 5,675 | $0.00 | 116,984 | D | — | — | (F1) Represents the number of shares of common stock issued upon the vesting of a Performance Stock Unit ("PSU") award, inclusive of dividend equivalent rights. |
| 2 | Common | Common Stock | 2024-02-15 | F | D | 2,897 | $18.88 | 114,087 | D | — | — | (F2) Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting of a PSU award previously granted on January 29, 2021. |