Form 4 for EXLS ExlService Holdings, Inc.
Accepted 2024-02-20 00:00:00 ET · period of report 2024-02-15 · accession 0001628280-24-005691 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-20 | 2024-02-15+ | EXLS | Kapoor Rohit | CEO, Vice COB, Dir | M - OptEx | $0.00 | +57.6K | 1.56M | +4% | $0 |
| DM | 2024-02-20 | 2024-02-15+ | EXLS | Kapoor Rohit | CEO, Vice COB, Dir | M - OptEx | $0.00 | -57.6K | 62.9K | -48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2024-02-15 | M | A | 26,120 | $0.00 | 1,527,960 | D | — | — | (F2) Owned by Rohit Kapoor. |
| 2 | Common | Common Stock, par value $0.001 per share | 2024-02-16 | M | A | 31,455 | $0.00 | 1,559,415 | D | — | — | (F2) Owned by Rohit Kapoor. |
| 3 | Derivative | Restricted Stock Units | 2024-02-15 | M | D | 26,120 | $0.00 | 78,360 | D | — · — to 2033-02-15 | 26,120 Common Stock, par value $0.001 per share | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F8) On February 15, 2023, the reporting person was granted 20,896 (pre-split) restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Twenty-five percent of the restricted stock units became vested on February 15, 2024, an additional twenty-five percent of the restricted stock units will vest on February 15, 2025, an additional twenty-five percent of the restricted stock units will vest on February 15, 2026, and the remaining balance of twenty-five percent of the restricted stock units will vest on February 15, 2027. |
| 4 | Derivative | Restricted Stock Units | 2024-02-16 | M | D | 31,455 | $0.00 | 62,910 | D | — · — to 2032-02-16 | 31,455 Common Stock, par value $0.001 per share | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F9) On February 16, 2022, the reporting person was granted 25,164 (pre-split) restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Twenty-five percent of the restricted stock units became vested on February 16, 2023, an additional twenty-five percent of the restricted stock units became vested on February 16, 2024, an additional twenty-five percent of the restricted stock units will vest on February 16, 2025, and the remaining balance of twenty-five percent of the restricted stock units will vest on February 16, 2026. |