Form 4 for NOC Northrop Grumman
Accepted 2024-02-21 00:00:00 ET · period of report 2024-02-16 · accession 0001628280-24-005945 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-21 | 2024-02-16 | NOC | Caylor Mark A | Pres, CVP, Mission Systems | F - Tax | $450.96 | -1,634 | 20.0K | -8% | -$736.9K |
| D | 2024-02-21 | 2024-02-16 | NOC | Caylor Mark A | Pres, CVP, Mission Systems | M - OptEx | $0.00 | +3,284 | 21.6K | +18% | $0 |
| D | 2024-02-21 | 2024-02-16 | NOC | Caylor Mark A | Pres, CVP, Mission Systems | S - Sale+OE | $450.37 | -2,707 | 17.3K | -14% | -$1.22M |
| D | 2024-02-21 | 2024-02-16 | NOC | Caylor Mark A | Pres, CVP, Mission Systems | M - OptEx | $0.00 | -3,284 | 6,965 | -32% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-16 | F | D | 1,634 | $450.96 | 19,964.09 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-16 | M | A | 3,284 | $0.00 | 21,598.09 | D | — | — | |
| 3 | Common | Common Stock | 2024-02-16 | S | D | 2,707 | $450.37 | 17,257.09 | D | — | — | |
| 4 | Derivative | Restricted Stock Rights | 2024-02-16 | M | D | 3,284 | $0.00 | 6,965 | D | — · — to — | 3,284 Common Stock | (F2) Each Restricted Stock Rights ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. (F3) Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/21 that vested on 2/16/24. |