Form 4 for NOC Northrop Grumman
Accepted 2024-02-21 00:00:00 ET · period of report 2024-02-16 · accession 0001628280-24-005948 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-21 | 2024-02-16 | NOC | Hardesty Michael A | CAO, Corp VP, Ctrl | G - Gift | $0.00 | -800 | 3,337 | -19% | $0 |
| D | 2024-02-21 | 2024-02-16 | NOC | Hardesty Michael A | CAO, Corp VP, Ctrl | S - Sale+OE | $450.37 | -955 | 4,137 | -19% | -$430.1K |
| D | 2024-02-21 | 2024-02-16 | NOC | Hardesty Michael A | CAO, Corp VP, Ctrl | F - Tax | $450.96 | -346 | 5,092 | -6% | -$156.0K |
| D | 2024-02-21 | 2024-02-16 | NOC | Hardesty Michael A | CAO, Corp VP, Ctrl | M - OptEx | $0.00 | +766 | 5,438 | +16% | $0 |
| D | 2024-02-21 | 2024-02-16 | NOC | Hardesty Michael A | CAO, Corp VP, Ctrl | M - OptEx | $0.00 | -766 | 1,747 | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-16 | G | D | 800 | $0.00 | 3,337.13 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-16 | S | D | 955 | $450.37 | 4,137.13 | D | — | — | |
| 3 | Common | Common Stock | 2024-02-16 | F | D | 346 | $450.96 | 5,092.13 | D | — | — | |
| 4 | Common | Common Stock | 2024-02-16 | M | A | 766 | $0.00 | 5,438.13 | D | — | — | |
| 5 | Derivative | Restricted Stock Rights | 2024-02-16 | M | D | 766 | $0.00 | 1,747 | D | — · — to — | 766 Common Stock | (F1) Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. (F2) Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/21 that vested on 2/16/24. |