Form 4 for NOC Northrop Grumman
Accepted 2024-02-21 00:00:00 ET · period of report 2024-02-16 · accession 0001628280-24-005971 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-21 | 2024-02-16 | NOC | ROEDER ROSHAN S | CVP, Pres. Defense Systems | M - OptEx | $0.00 | +335 | 1,935 | +21% | $0 |
| D | 2024-02-21 | 2024-02-16 | NOC | ROEDER ROSHAN S | CVP, Pres. Defense Systems | F - Tax | $450.96 | -112 | 1,823 | -6% | -$50.5K |
| D | 2024-02-21 | 2024-02-16 | NOC | ROEDER ROSHAN S | CVP, Pres. Defense Systems | S - Sale+OE | $450.37 | -247 | 1,576 | -14% | -$111.2K |
| D | 2024-02-21 | 2024-02-16 | NOC | ROEDER ROSHAN S | CVP, Pres. Defense Systems | M - OptEx | $0.00 | -335 | 4,993 | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-16 | M | A | 335 | $0.00 | 1,935.11 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-16 | F | D | 112 | $450.96 | 1,823.11 | D | — | — | |
| 3 | Common | Common Stock | 2024-02-16 | S | D | 247 | $450.37 | 1,576.11 | D | — | — | (F1) The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/24/23. |
| 4 | Derivative | Restricted Stock Rights | 2024-02-16 | M | D | 335 | $0.00 | 4,993 | D | — · — to — | 335 Common Stock | (F4) Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. (F5) Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/21 that vested on 2/16/24. |