Form 4 for NOC Northrop Grumman
Accepted 2024-02-21 00:00:00 ET · period of report 2024-02-16 · accession 0001628280-24-005985 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-21 | 2024-02-16 | NOC | Warden Kathy J | COB, CEO, Pres, Dir | M - OptEx | $0.00 | +14.8K | 201.5K | +8% | $0 |
| D | 2024-02-21 | 2024-02-16 | NOC | Warden Kathy J | COB, CEO, Pres, Dir | F - Tax | $450.96 | -6,664 | 194.8K | -3% | -$3.01M |
| D | 2024-02-21 | 2024-02-16 | NOC | Warden Kathy J | COB, CEO, Pres, Dir | M - OptEx | $0.00 | -14.8K | 33.6K | -31% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-16 | M | A | 14,776 | $0.00 | 201,504.13 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-16 | F | D | 6,664 | $450.96 | 194,840.13 | D | — | — | |
| 3 | Derivative | Restricted Stock Rights | 2024-02-16 | M | D | 14,776 | $0.00 | 33,587 | D | — · — to — | 14,776 Common Stock | (F1) Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. (F2) Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/21 that vested on 2/16/24. |