Form 4 for EXLS ExlService Holdings, Inc.
Accepted 2024-02-21 00:00:00 ET · period of report 2024-02-17 · accession 0001628280-24-006092 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-21 | 2024-02-17+ | EXLS | Kapoor Rohit | CEO, Vice COB, Dir | M - OptEx | $0.00 | +73.7K | 1.59M | +5% | $0 |
| DM | 2024-02-21 | 2024-02-17+ | EXLS | Kapoor Rohit | CEO, Vice COB, Dir | M - OptEx | $0.00 | -73.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2024-02-17 | M | A | 44,250 | $0.00 | 1,633,065 | D | — | — | (F2) Owned by Rohit Kapoor. |
| 2 | Common | Common Stock, par value $0.001 per share | 2024-02-20 | M | A | 29,400 | $0.00 | 1,588,815 | D | — | — | (F2) Owned by Rohit Kapoor. |
| 3 | Derivative | Restricted Stock Units | 2024-02-17 | M | D | 44,250 | $0.00 | 44,250 | D | — · — to — | 44,250 Common Stock, par value $0.001 per share | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F9) On February 17, 2021, the reporting person was granted 35,400 (pre-split) restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 17, 2022, an additional 25 percent of the restricted stock units became vested on February 17, 2023, an additional 25 percent of the restricted stock units became vested on February 17, 2024, and the remaining balance of 25 percent of the restricted stock units will vest on February 17, 2025. |
| 4 | Derivative | Restricted Stock Units | 2024-02-20 | M | D | 29,400 | $0.00 | 0 | D | — · — to — | 29,400 Common Stock, par value $0.001 per share | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F8) On February 20, 2020, the reporting person was granted 23,520 (pre-split) restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 20, 2021, an additional 25 percent of the restricted stock units became vested on February 20, 2022, an additional 25 percent of the restricted stock units became vested on February 20, 2023, and the remaining balance of 25 percent of the restricted stock units became vested on February 20, 2024. |