Form 4 for SXC SunCoke Energy, Inc.
Accepted 2024-02-27 00:00:00 ET · period of report 2024-02-23 · accession 0001628280-24-007241 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-27 | 2024-02-23 | SXC | Gates Katherine T | Pres, Dir | M - OptEx | — | +41.8K | 185.6K | +29% | — |
| DM | 2024-02-27 | 2024-02-23 | SXC | Gates Katherine T | Pres, Dir | F - Tax | $10.84 | -19.8K | 177.2K | -10% | -$214.3K |
| DM | 2024-02-27 | 2024-02-23 | SXC | Gates Katherine T | Pres, Dir | M - OptEx | — | -41.8K | 10.6K | -80% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-23 | M | A | 13,357 | — | 190,511 | D | — | — | (F1) Conversion rate is 1 for 1. |
| 2 | Common | Common Stock | 2024-02-23 | F | D | 6,318 | $10.84 | 184,193 | D | — | — | (F2) Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs. |
| 3 | Common | Common Stock | 2024-02-23 | M | A | 10,553 | — | 194,746 | D | — | — | (F1) Conversion rate is 1 for 1. |
| 4 | Common | Common Stock | 2024-02-23 | F | D | 4,992 | $10.84 | 189,754 | D | — | — | (F2) Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs. |
| 5 | Common | Common Stock | 2024-02-23 | F | D | 8,457 | $10.84 | 177,154 | D | — | — | (F2) Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs. |
| 6 | Common | Common Stock | 2024-02-23 | M | A | 17,879 | — | 185,611 | D | — | — | (F1) Conversion rate is 1 for 1. |
| 7 | Derivative | RSUs (02.23.2023) | 2024-02-23 | M | D | 17,879 | — | 35,292 | D | — · 2024-02-23 to 2026-02-23 | 17,879 Common Stock | (F3) Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date. (F1) Conversion rate is 1 for 1. |
| 8 | Derivative | RSUs (02.25.2021) | 2024-02-23 | M | D | 13,357 | — | 0 | D | — · 2022-02-25 to 2024-02-25 | 13,357 Common Stock | (F4) Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date. (F1) Conversion rate is 1 for 1. |
| 9 | Derivative | RSUs (02.24.2022) | 2024-02-23 | M | D | 10,553 | — | 10,552 | D | — · 2023-02-24 to 2025-02-24 | 10,553 Common Stock | (F4) Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date. (F1) Conversion rate is 1 for 1. |