Form 4 for SXC SunCoke Energy, Inc.
Accepted 2024-02-27 00:00:00 ET · period of report 2024-02-23 · accession 0001628280-24-007243 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-27 | 2024-02-23 | SXC | Rippey Michael G | CEO, Dir | M - OptEx | — | +228.9K | 854.9K | +37% | — |
| DM | 2024-02-27 | 2024-02-23 | SXC | Rippey Michael G | CEO, Dir | F - Tax | $10.84 | -128.4K | 813.7K | -14% | -$1.39M |
| DM | 2024-02-27 | 2024-02-23 | SXC | Rippey Michael G | CEO, Dir | M - OptEx | — | -228.9K | 73.8K | -76% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-23 | M | A | 63,124 | — | 776,375 | D | — | — | (F1) Conversion rate is 1 for 1. |
| 2 | Common | Common Stock | 2024-02-23 | F | D | 35,255 | $10.84 | 741,120 | D | — | — | (F2) Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs. |
| 3 | Common | Common Stock | 2024-02-23 | M | A | 92,986 | — | 834,106 | D | — | — | (F1) Conversion rate is 1 for 1. |
| 4 | Common | Common Stock | 2024-02-23 | F | D | 51,933 | $10.84 | 782,173 | D | — | — | (F2) Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs. |
| 5 | Common | Common Stock | 2024-02-23 | M | A | 72,752 | — | 854,925 | D | — | — | (F1) Conversion rate is 1 for 1. |
| 6 | Common | Common Stock | 2024-02-23 | F | D | 41,191 | $10.84 | 813,734 | D | — | — | (F2) Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs. |
| 7 | Derivative | RSUs (02.23.2023) | 2024-02-23 | M | D | 63,124 | — | 126,247 | D | — · 2024-02-23 to 2026-02-23 | 63,124 Common Stock | (F3) Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date. (F1) Conversion rate is 1 for 1. |
| 8 | Derivative | RSUs (02.25.2021) | 2024-02-23 | M | D | 92,986 | — | 0 | D | — · 2022-02-25 to 2024-02-25 | 92,986 Common Stock | (F4) Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date. (F1) Conversion rate is 1 for 1. |
| 9 | Derivative | RSUs (02.24.2022) | 2024-02-23 | M | D | 72,752 | — | 73,751 | D | — · 2023-02-24 to 2025-02-24 | 72,752 Common Stock | (F4) Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments on the first, second and third anniversary of the grant date. (F1) Conversion rate is 1 for 1. |