Form 4 for AXTA Axalta Coating Systems Ltd.
Accepted 2024-03-01 00:00:00 ET · period of report 2024-02-28 · accession 0001628280-24-008216 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-03-01 | 2024-02-28 | AXTA | CHAPMAN STEVEN M | Dir | M - OptEx | — | +6,711 | 24.8K | +37% | — |
| DI | 2024-03-01 | 2024-02-28 | AXTA | CHAPMAN STEVEN M | Dir | A - Grant | $0.00 | +2,658 | 2,658 | New | $0 |
| DI | 2024-03-01 | 2024-02-28 | AXTA | CHAPMAN STEVEN M | Dir | M - OptEx | $0.00 | -6,711 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-02-28 | M | A | 6,711 | — | 24,783 | I By an LLC | — | — | (F1) Restricted stock units convert into common shares on a one-for-one basis. (F2) Held by a limited liability company owned by the reporting person. |
| 2 | Derivative | Restricted Stock Units | 2024-02-28 | A | A | 2,658 | $0.00 | 2,658 | I By an LLC | — · — to — | 2,658 Common Shares | (F2) Held by a limited liability company owned by the reporting person. (F4) Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. (F5) This restricted stock unit grant vests in full on June 6, 2024. |
| 3 | Derivative | Restricted Stock Units | 2024-02-28 | M | D | 6,711 | $0.00 | 0 | I By an LLC | — · — to — | 6,711 Common Shares | (F2) Held by a limited liability company owned by the reporting person. (F1) Restricted stock units convert into common shares on a one-for-one basis. (F3) On February 28, 2023, the reporting person was granted 6,711 restricted stock units, vesting in full on February 28, 2024. |