Form 4 for AXTA Axalta Coating Systems Ltd.
Accepted 2024-03-01 00:00:00 ET · period of report 2024-02-28 · accession 0001628280-24-008257 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-01 | 2024-02-28 | AXTA | Tufano Amy | SVP, CHRO | M - OptEx | — | +2,181 | 8,647 | +34% | — |
| D | 2024-03-01 | 2024-02-28 | AXTA | Tufano Amy | SVP, CHRO | F - Tax | $32.48 | -907 | 7,740 | -10% | -$29.5K |
| D | 2024-03-01 | 2024-02-28 | AXTA | Tufano Amy | SVP, CHRO | M - OptEx | $0.00 | -2,181 | 4,363 | -33% | $0 |
| D | 2024-03-01 | 2024-02-28 | AXTA | Tufano Amy | SVP, CHRO | A - Grant | $0.00 | +7,390 | 7,390 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-02-28 | M | A | 2,181 | — | 8,647 | D | — | — | (F1) Restricted stock units convert into common shares on a one-for-one basis. |
| 2 | Common | Common Shares | 2024-02-28 | F | D | 907 | $32.48 | 7,740 | D | — | — | (F2) Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| 3 | Derivative | Restricted Stock Units | 2024-02-28 | M | D | 2,181 | $0.00 | 4,363 | D | — · — to — | 2,181 Common Shares | (F1) Restricted stock units convert into common shares on a one-for-one basis. (F3) On February 28, 2023, the reporting person was granted 6,544 restricted stock units, vesting in three equal annual installments beginning on February 28, 2024. |
| 4 | Derivative | Restricted Stock Units | 2024-02-28 | A | A | 7,390 | $0.00 | 7,390 | D | — · — to — | 7,390 Common Shares | (F4) Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. (F5) This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. |