Form 4 for UPST Upstart Holdings, Inc.
Accepted 2024-03-04 00:00:00 ET · period of report 2024-02-29 · accession 0001628280-24-008637 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-04 | 2024-02-29 | UPST | Datta Sanjay | CFO | A - Grant | $0.00 | +61.2K | 402.5K | +18% | $0 |
| D | 2024-03-04 | 2024-02-29 | UPST | Datta Sanjay | CFO | A - Grant | $0.00 | +116.3K | 116.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-29 | A | A | 61,201 | $0.00 | 402,536 | D | — | — | (F1) These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/16th of the RSUs shall vest on May 20, 2024 and at the end of each successive three month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. (F2) Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 2 | Derivative | Employee Stock Option (Right to buy) | 2024-02-29 | A | A | 116,281 | $0.00 | 116,281 | D | $25.75 · — to 2034-02-28 | 116,281 Common Stock | (F3) 1/48th of the shares subject to the option shall vest on March 20, 2024 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. |