Form 4 for GCMG GCM Grosvenor Inc.
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001628280-24-009001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-05 | 2024-03-01 | GCMG | SULLIVAN KATHLEEN PATRICIA | Principal Accounting Off | M - OptEx | — | +25.1K | 39.2K | +178% | — |
| DM | 2024-03-05 | 2024-03-01 | GCMG | SULLIVAN KATHLEEN PATRICIA | Principal Accounting Off | M - OptEx | $0.00 | -25.1K | 0 | -100% | $0 |
| D | 2024-03-05 | 2024-03-01 | GCMG | SULLIVAN KATHLEEN PATRICIA | Principal Accounting Off | A - Grant | $0.00 | +36.4K | 36.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-03-01 | M | A | 22,581 | — | 61,779 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. |
| 2 | Common | Class A Common Stock | 2024-03-01 | M | A | 2,500 | — | 39,198 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. |
| 3 | Derivative | Restricted Stock Units | 2024-03-01 | M | D | 22,581 | $0.00 | 0 | D | — · — to — | 22,581 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. (F3) Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan that was made on October 2, 2023. The RSUs vested in full on March 1, 2024, and delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion. |
| 4 | Derivative | Restricted Stock Units | 2024-03-01 | A | A | 36,364 | $0.00 | 36,364 | D | — · — to — | 36,364 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. (F4) Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024. The RSUs will vest in three equal installments on May 31, 2025, May 31, 2026 and May 31, 2027, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement. |
| 5 | Derivative | Restricted Stock Units | 2024-03-01 | M | D | 2,500 | $0.00 | 0 | D | — · — to — | 2,500 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. (F2) Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan that was made on March 1, 2022. 2,500 RSUs vested on each of March 1, 2022, March 1, 2023 and March 1, 2024. Delivery of shares of Class A Common Stock in settlement of vested RSUs for this grant generally occurs in August of the year in which the RSUs vest. |