Form 4 for EVLV Evolv Technologies Holdings, Inc.
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001628280-24-009034 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-05 | 2024-03-01 | EVLV | George Peter Gustav | Pres, CEO, Dir | M - OptEx | $0.00 | +343.6K | 936.5K | +58% | $0 |
| D | 2024-03-05 | 2024-03-04 | EVLV | George Peter Gustav | Pres, CEO, Dir | S - Sale+OE | $3.63 | -132.2K | 947.6K | -12% | -$479.8K |
| DM | 2024-03-05 | 2024-03-01 | EVLV | George Peter Gustav | Pres, CEO, Dir | M - OptEx | $0.00 | -343.6K | 143.3K | -71% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-03-01 | M | A | 143,252 | $0.00 | 1,079,760 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-03-01 | M | A | 200,300 | $0.00 | 936,508 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-03-04 | S | D | 132,173 | $3.63 | 947,587 | D | — | — | (F1) The sale reported in the Form 4 was effected solely with the intent to cover withholding taxes in connection with the vesting of RSUs. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.61 to $3.68. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Derivative | Restricted Stock Units | 2024-03-01 | M | D | 200,300 | $0.00 | 400,661 | D | — · — to — | 200,300 Class A Common Stock | (F3) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. (F5) The RSUs vest in three equal annual installments commencing on March 1, 2024. |
| 5 | Derivative | Restricted Stock Units | 2024-03-01 | M | D | 143,252 | $0.00 | 143,295 | D | — · — to — | 143,252 Class A Common Stock | (F3) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. (F4) The RSUs vest in three equal annual installments commencing on March 1, 2023. |