Form 4 for CELH Celsius Holdings, Inc.
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001628280-24-009099 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-03-05 | 2024-03-01 | CELH | Castaldo Nicholas | Dir | A - Grant | $0.00 | +1,576 | 352.9K | +0.4% | $0 |
| DI | 2024-03-05 | 2024-03-04 | CELH | Castaldo Nicholas | Dir | M - OptEx | $1.08 | +165.0K | 517.9K | +47% | +$178.2K |
| DI | 2024-03-05 | 2024-03-04 | CELH | Castaldo Nicholas | Dir | S - Sale+OE | $83.33 | -165.0K | 352.9K | -32% | -$13.75M |
| DI | 2024-03-05 | 2024-03-04 | CELH | Castaldo Nicholas | Dir | M - OptEx | $0.00 | -165.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value per share | 2024-03-01 | A | A | 1,576 | $0.00 | 352,864 | I By the N.A. Castaldo Separate Property Trust | — | — | (F1) Consists of restricted stock units ("RSUs"), with each RSU providing for the right to receive one share of common stock, par value $0.001 per share, of Celsius Holdings, Inc. The RSUs vest on the first anniversary of the grant date. (F2) Securities are owned directly by the N.A. Castaldo Separate Property Trust 11/1/2012 Nicholas Castaldo (the "Trust"), of which the reporting person is a trustee and beneficiary. |
| 2 | Common | Common Stock, $0.001 par value per share | 2024-03-04 | M | A | 165,000 | $1.08 | 517,864 | I By the N.A. Castaldo Separate Property Trust | — | — | (F2) Securities are owned directly by the N.A. Castaldo Separate Property Trust 11/1/2012 Nicholas Castaldo (the "Trust"), of which the reporting person is a trustee and beneficiary. |
| 3 | Common | Common Stock, $0.001 par value per share | 2024-03-04 | S | D | 165,000 | $83.33 | 352,864 | I By the N.A. Castaldo Separate Property Trust | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $82.71 to $84.29, inclusive. The reporting person undertakes to provide Celsius Holdings, Inc. ("Celsius"), any security holder of Celsius, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F2) Securities are owned directly by the N.A. Castaldo Separate Property Trust 11/1/2012 Nicholas Castaldo (the "Trust"), of which the reporting person is a trustee and beneficiary. |
| 4 | Derivative | Common Stock Option | 2024-03-04 | M | D | 165,000 | $0.00 | 0 | I By the N.A. Castaldo Separate Property Trust | $1.08 · — to 2024-10-23 | 165,000 Common Stock, $0.001 par value per share | (F2) Securities are owned directly by the N.A. Castaldo Separate Property Trust 11/1/2012 Nicholas Castaldo (the "Trust"), of which the reporting person is a trustee and beneficiary. (F4) The option became exercisable in full on October 23, 2022. |