Form 4 for EXLS ExlService Holdings, Inc.
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-02 · accession 0001628280-24-009105 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-05 | 2024-03-02 | EXLS | Mahon Anita | EVP, Chief Growth Off | M - OptEx | $0.00 | +7,950 | 97.3K | +9% | $0 |
| DM | 2024-03-05 | 2024-03-02 | EXLS | Mahon Anita | EVP, Chief Growth Off | F - Tax | $31.75 | -4,067 | 94.5K | -4% | -$129.1K |
| DM | 2024-03-05 | 2024-03-02 | EXLS | Mahon Anita | EVP, Chief Growth Off | M - OptEx | $0.00 | -7,950 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2024-03-02 | M | A | 2,490 | $0.00 | 93,134 | D | — | — | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. |
| 2 | Common | Common Stock, par value $0.001 per share | 2024-03-02 | F | D | 1,274 | $31.75 | 91,860 | D | — | — | (F2) Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. |
| 3 | Common | Common Stock, par value $0.001 per share | 2024-03-02 | M | A | 5,460 | $0.00 | 97,320 | D | — | — | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. |
| 4 | Common | Common Stock, par value $0.001 per share | 2024-03-02 | F | D | 2,793 | $31.75 | 94,527 | D | — | — | (F2) Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. |
| 5 | Derivative | Restricted Stock Units | 2024-03-02 | M | D | 2,490 | $0.00 | 5,460 | D | — · — to — | 2,490 Common Stock, par value $0.001 per share | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F3) On March 2, 2020, the reporting person was granted 1,992 (pre-split) restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on March 2, 2021, an additional 25 percent of the restricted stock units became vested on March 2, 2022, an additional 25 percent of the restricted stock units became vested on March 2, 2023, and the remaining balance of 25 percent of the restricted stock units became vested on March 2, 2024 |
| 6 | Derivative | Restricted Stock Units | 2024-03-02 | M | D | 5,460 | $0.00 | 0 | D | — · — to — | 5,460 Common Stock, par value $0.001 per share | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F4) On March 2, 2020, the reporting person was granted 4,365 (pre-split) restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on March 2, 2021, an additional 25 percent of the restricted stock units became vested on March 2, 2022, an additional 25 percent of the restricted stock units became vested on March 2, 2023, and the remaining balance of 25 percent of the restricted stock units became vested on March 2, 2024 |