Form 4 for INDI indie Semiconductor, Inc.
Accepted 2024-03-07 00:00:00 ET · period of report 2024-03-01 · accession 0001628280-24-009750 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-07 | 2024-03-01 | INDI | ALDRICH DAVID J | Dir | M - OptEx | $0.00 | +3,280 | 86.5K | +4% | $0 |
| D | 2024-03-07 | 2024-03-01 | INDI | ALDRICH DAVID J | Dir | A - Grant | $0.00 | +3,280 | 3,280 | New | $0 |
| D | 2024-03-07 | 2024-03-01 | INDI | ALDRICH DAVID J | Dir | M - OptEx | $0.00 | -3,280 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-03-01 | M | A | 3,280 | $0.00 | 86,511 | D | — | — | |
| 2 | Derivative | Restricted Stock Units | 2024-03-01 | A | A | 3,280 | $0.00 | 3,280 | D | — · — to — | 3,280 Class A Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F2) Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant. |
| 3 | Derivative | Restricted Stock Units | 2024-03-01 | M | D | 3,280 | $0.00 | 0 | D | — · — to — | 3,280 Class A Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F2) Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant. |