InsiderTrades

Form 4 for UPST Upstart Holdings, Inc.

Accepted 2024-03-13 00:00:00 ET · period of report 2024-03-11 · accession 0001628280-24-011006 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
2024-03-13 2024-03-11 UPST Datta Sanjay CFO S - Sale $27.50 -1,000 400.5K -0.2% -$27.5K

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2024-03-11 S D 1,000 $27.50 400,536 D — — (F1) The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. (F2) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.