Form 4 for GCMG GCM Grosvenor Inc.
Accepted 2024-03-27 00:00:00 ET · period of report 2024-03-25 · accession 0001628280-24-013310 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-27 | 2024-03-25 | GCMG | Cornelli Francesca | Dir | M - OptEx | — | +10.0K | 10.0K | New | — |
| D | 2024-03-27 | 2024-03-25 | GCMG | Cornelli Francesca | Dir | M - OptEx | $0.00 | -10.0K | 17.7K | -36% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-03-25 | M | A | 10,000 | — | 10,000 | D | — | — | (F2) Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. |
| 2 | Derivative | Restricted Stock Units | 2024-03-25 | M | D | 10,000 | $0.00 | 17,668 | D | — · — to — | 10,000 Class A Common Stock | (F2) Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. (F3) For 3,935 RSUs granted on December 29, 2023, 4,543 RSUs granted on September 29, 2023, 4,676 RSUs granted on June 30, 2023 and 4,514 RSUs granted on March 31, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. (F1) This award of Restricted Stock Units ("RSUs") was granted pursuant to the Issuer's 2020 Incentive Award Plan on March 1, 2021 and vested on November 17, 2021. The Reporting Person previously elected to defer settlement upon the earliest to occur of March 25, 2024, a "change in control event" of the Issuer or the Reporting Person's death or disability. 10,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on March 25, 2024. |