Form 4 for GCMG GCM Grosvenor Inc.
Accepted 2024-04-01 00:00:00 ET · period of report 2024-03-28 · accession 0001628280-24-014151 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-01 | 2024-03-31 | GCMG | MASTERS BLYTHE | Dir | M - OptEx | — | +9,123 | 58.2K | +19% | — |
| D | 2024-04-01 | 2024-03-31 | GCMG | MASTERS BLYTHE | Dir | M - OptEx | $0.00 | -9,123 | 44.0K | -17% | $0 |
| D | 2024-04-01 | 2024-03-28 | GCMG | MASTERS BLYTHE | Dir | A - Grant | $9.66 | +7,376 | 53.1K | +16% | +$71.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-03-31 | M | A | 9,123 | — | 58,198 | D | — | — | (F2) Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. |
| 2 | Derivative | Restricted Stock Units | 2024-03-31 | M | D | 9,123 | $0.00 | 43,961 | D | — · — to — | 9,123 Class A Common Stock | (F3) An award of 7,376 RSUs was granted on March 28, 2024 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 7,376 RSUs granted on March 28, 2024, 7,953 RSUs granted on December 29, 2023, 9,182 RSUs granted on September 29, 2023 and 9,450 RSUs granted on June 30, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. (F2) Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. (F1) This award of Restricted Stock Units ("RSUs") was granted on March 31, 2023 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,123 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on March 31, 2024. |
| 3 | Derivative | Restricted Stock Units | 2024-03-28 | A | A | 7,376 | $9.66 | 53,084 | D | — · — to — | 7,376 Class A Common Stock | (F3) An award of 7,376 RSUs was granted on March 28, 2024 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 7,376 RSUs granted on March 28, 2024, 7,953 RSUs granted on December 29, 2023, 9,182 RSUs granted on September 29, 2023 and 9,450 RSUs granted on June 30, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. (F2) Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. |