Form 4 for TFIN Triumph Financial, Inc.

Accepted 2024-05-03 00:00:00 ET · period of report 2024-05-01 · accession 0001628280-24-020270 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2024-05-03	2024-05-01	TFIN	Nelson Adam D	EVP, GC	F - Tax	$72.00	-898	32.3K	-3%	-$64.7K
DM	2024-05-03	2024-05-01	TFIN	Nelson Adam D	EVP, GC	A - Grant	$0.00	+2,133	32.1K	+7%	$0
D	2024-05-03	2024-05-01	TFIN	Nelson Adam D	EVP, GC	A - Grant	$0.00	+2,010	2,010	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-05-01	F	D	898	$72.00	32,285	D	—	—	(F3) Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock units and performance awards. (F4) Consists of (i) 29,460 shares beneficially owned by reporting person, and (ii) 2,825 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
2	Common	Common Stock	2024-05-01	A	A	1,092	$0.00	33,183	D	—	—	(F2) Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.
3	Common	Common Stock	2024-05-01	A	A	1,041	$0.00	32,091	D	—	—	(F1) Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.
4	Derivative	Employee Stock Options	2024-05-01	A	A	2,010	$0.00	2,010	D	$72.00 · — to 2034-05-01	2,010 Common Stock	(F5) Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.