Form 4 for STE Steris
Accepted 2024-05-17 00:00:00 ET · period of report 2024-05-15 · accession 0001628280-24-024086 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-17 | 2024-05-15 | STE | TOKICH MICHAEL J | CFO, Sr. Vice Pres | S - Sale+OE | $235.39 | -32.0K | 48.6K | -40% | -$7.53M |
| D | 2024-05-17 | 2024-05-15 | STE | TOKICH MICHAEL J | CFO, Sr. Vice Pres | M - OptEx | $77.07 | +32.0K | 74.5K | +75% | +$2.47M |
| D | 2024-05-17 | 2024-05-15 | STE | TOKICH MICHAEL J | CFO, Sr. Vice Pres | M - OptEx | $0.00 | -32.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-05-15 | S | D | 6,180 | $236.22 | 42,464 | D | — | — | (F4) Price reflects a weighted average sale price for multiple transactions ranging from $236.08 to $236.45 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. (F5) As of May 15, 2024, 11,455 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 1,293 on May 31, 2024; 2,452 on June 3, 2024; 1,719 on June 3, 2024; 1,128 on June 3, 2024; 432 on October 1, 2024; 1,293 on June 2, 2025; 573 on June 2, 2025; 564 on June 2, 2025; 144 on October 1, 2025; 1,293 on June 1, 2026 and 564 on June 2, 2026. |
| 2 | Common | Ordinary Shares | 2024-05-15 | M | A | 32,000 | $77.07 | 74,464 | D | — | — | |
| 3 | Common | Ordinary Shares | 2024-05-15 | S | D | 5,039 | $233.34 | 69,425 | D | — | — | (F1) Price reflects a weighted average sale price for multiple transactions ranging from $233.02 to $233.97 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Ordinary Shares | 2024-05-15 | S | D | 3,281 | $234.54 | 66,144 | D | — | — | (F2) Price reflects a weighted average sale price for multiple transactions ranging from $234.0450 to $234.9550 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Ordinary Shares | 2024-05-15 | S | D | 17,500 | $235.84 | 48,644 | D | — | — | (F3) Price reflects a weighted average sale price for multiple transactions ranging from $235.07 to $236.06 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2024-05-15 | M | D | 32,000 | $0.00 | 0 | D | $77.07 · — to 2027-05-30 | 32,000 Ordinary Shares | (F7) This option to purchase 32,000 STERIS plc ordinary shares, which is fully vested, was received in connection with the redomiciliation of STERIS plc to Ireland in March 2019 in exchange for an option to purchase 32,000 ordinary shares for $77.07 per share in STERIS plc prior to the redomiciliation ("Old STERIS"), subject to the same terms and conditions as the original Old STERIS stock option. |