Form 4 for PGY Pagaya Technologies Ltd.
Accepted 2024-05-17 00:00:00 ET · period of report 2024-05-15 · accession 0001628280-24-024124 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-17 | 2024-05-15 | PGY | Bower Scott | Deputy CFO | M - OptEx | $0.00 | +8,538 | 10.0K | +580% | $0 |
| D | 2024-05-17 | 2024-05-16 | PGY | Bower Scott | Deputy CFO | S - Sale+OE | $11.90 | -3,155 | 6,854 | -32% | -$37.5K |
| D | 2024-05-17 | 2024-05-15 | PGY | Bower Scott | Deputy CFO | M - OptEx | $0.00 | -8,538 | 25.6K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Share | 2024-05-15 | M | A | 8,538 | $0.00 | 10,009 | D | — | — | |
| 2 | Common | Class A Ordinary Share | 2024-05-16 | S | D | 3,155 | $11.90 | 6,854 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2024-05-15 | M | D | 8,538 | $0.00 | 25,615 | D | $0.00 · — to — | 8,538 Class A Ordinary Share | (F2) 1/4th of the total 34,153 restricted stock units initially subject to this award vested on May 15, 2024, 1/4th of the total units initially subject to this award vest on January 1, 2025 and the remainder of the award vests in equal amounts every three months for the following 12 months thereafter. |