Form 4 for NLY ANNALY CAPITAL MANAGEMENT INC
Accepted 2024-05-17 00:00:00 ET · period of report 2024-05-15 · accession 0001628280-24-024160 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-17 | 2024-05-17 | NLY | Reeves Eric A. | Dir | M - OptEx | $0.00 | +7,048 | 22.7K | +45% | $0 |
| D | 2024-05-17 | 2024-05-15 | NLY | Reeves Eric A. | Dir | A - Grant | $0.00 | +8,583 | 21.5K | +67% | $0 |
| D | 2024-05-17 | 2024-05-17 | NLY | Reeves Eric A. | Dir | M - OptEx | $0.00 | -7,048 | 14.4K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-17 | M | A | 7,048 | $0.00 | 22,664 | D | — | — | |
| 2 | Derivative | Deferred Stock Units | 2024-05-15 | A | A | 8,583 | $0.00 | 21,469 | D | — · — to — | 8,583 Common Stock | (F1) The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. |
| 3 | Derivative | Deferred Stock Units | 2024-05-17 | M | D | 7,048 | $0.00 | 14,421 | D | — · — to — | 7,048 Common Stock | (F2) Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 1,297 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. (F1) The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. |