Form 4 for INFU InfuSystem Holdings, Inc
Accepted 2024-05-21 00:00:00 ET · period of report 2024-05-17 · accession 0001628280-24-024607 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-21 | 2024-05-17+ | INFU | Steele Barry G | CFO, Executive VP | F - Tax | $6.44 | -5,097 | 67.2K | -7% | -$32.8K |
| D | 2024-05-21 | 2024-05-20 | INFU | Steele Barry G | CFO, Executive VP | P - Purchase | $6.47 | +3,000 | 70.2K | +4% | +$19.4K |
| D | 2024-05-21 | 2024-05-17 | INFU | Steele Barry G | CFO, Executive VP | A - Grant | $0.00 | +3,886 | 65.2K | +6% | $0 |
| D | 2024-05-21 | 2024-05-18 | INFU | Steele Barry G | CFO, Executive VP | M - OptEx | $0.00 | +7,051 | 70.5K | +11% | $0 |
| DM | 2024-05-21 | 2024-05-17 | INFU | Steele Barry G | CFO, Executive VP | A - Grant | $0.00 | +114.4K | 93.7K | New | $0 |
| D | 2024-05-21 | 2024-05-18 | INFU | Steele Barry G | CFO, Executive VP | M - OptEx | $0.00 | -7,051 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-17 | F | D | 1,811 | $6.44 | 63,430 | D | — | — | |
| 2 | Common | Common Stock | 2024-05-20 | P | A | 3,000 | $6.47 | 70,195 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares reported herein were purchased in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. |
| 3 | Common | Common Stock | 2024-05-17 | A | A | 3,886 | $0.00 | 65,241 | D | — | — | (F2) On May 17, 2024, 3,886 performance-based restricted stock units, granted on May 17, 2022, vested |
| 4 | Common | Common Stock | 2024-05-18 | M | A | 7,051 | $0.00 | 70,481 | D | — | — | |
| 5 | Common | Common Stock | 2024-05-18 | F | D | 3,286 | $6.44 | 67,195 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2024-05-17 | A | A | 20,702 | $0.00 | 20,702 | D | $0.00 · 2027-05-17 to 2027-05-17 | 20,702 Common Stock | (F6) Restricted stock units convert into common stock on a one-for-one basis. |
| 7 | Derivative | Restricted Stock Units | 2024-05-18 | M | D | 7,051 | $0.00 | 0 | D | — · — to — | 7,051 Common Stock | (F6) Restricted stock units convert into common stock on a one-for-one basis. (F8) These restricted stock units will cliff vested on May 18, 2024. |
| 8 | Derivative | Stock Option (right to buy) | 2024-05-17 | A | A | 93,674 | $0.00 | 93,674 | D | $6.34 · — to 2034-05-17 | 93,674 Common Stock | (F7) The option, representing the right to purchase a total of 93,674 shares of InfuSystem Holdings, Inc. common stock, vests in four equal annual installments beginning May 17, 2025. |