Form 4 for SMSI SMITH MICRO SOFTWARE, INC.
Accepted 2024-05-22 00:00:00 ET · period of report 2024-05-20 · accession 0001628280-24-024774 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-05-22 | 2024-05-20+ | SMSI | Kempton James M | VP, CFO, Treas | F - Tax | $2.49 | -2,258 | 48.2K | -4% | -$5,633 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-20 | F | D | 432 | $2.43 | 49,983 | D | — | — | (F1) Shares withheld, at an average vesting price of $2.43 per share, for the payment of income taxes. (F2) Effective at 11:59pm ET on April 10, 2024, Smith Micro Software, Inc. effected a 1:8 reverse stock split. Shareholdings reported herein reflect the effects of the reverse stock split. |
| 2 | Common | Common Stock | 2024-05-21 | F | D | 1,826 | $2.51 | 48,157 | D | — | — | (F3) Shares withheld, at an average vesting price of $2.51 per share, for the payment of income taxes. (F2) Effective at 11:59pm ET on April 10, 2024, Smith Micro Software, Inc. effected a 1:8 reverse stock split. Shareholdings reported herein reflect the effects of the reverse stock split. |