Form 4 for IBTA Ibotta, Inc.
Accepted 2024-05-30 00:00:00 ET · period of report 2024-05-28 · accession 0001628280-24-025787 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-30 | 2024-05-28 | IBTA | Donahue Richard I. | CMO | M - OptEx | $8.78 | +45.6K | 155.9K | +41% | +$400.5K |
| DM | 2024-05-30 | 2024-05-28 | IBTA | Donahue Richard I. | CMO | M - OptEx | $0.00 | -45.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-05-28 | M | A | 9,319 | $8.30 | 155,597 | D | — | — | (F1) The shares acquired upon exercise of the stock option may be transferred only in accordance with the terms of a lock-up agreement entered into between the Reporting Person and the Issuer in connection with the Issuer's initial public offering of Class A Common Stock in April 2024. (F2) Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 2 | Common | Class A Common Stock | 2024-05-28 | M | A | 16,787 | $12.75 | 146,278 | D | — | — | (F1) The shares acquired upon exercise of the stock option may be transferred only in accordance with the terms of a lock-up agreement entered into between the Reporting Person and the Issuer in connection with the Issuer's initial public offering of Class A Common Stock in April 2024. (F2) Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 3 | Common | Class A Common Stock | 2024-05-28 | M | A | 14,834 | $5.35 | 129,491 | D | — | — | (F1) The shares acquired upon exercise of the stock option may be transferred only in accordance with the terms of a lock-up agreement entered into between the Reporting Person and the Issuer in connection with the Issuer's initial public offering of Class A Common Stock in April 2024. (F2) Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 4 | Common | Class A Common Stock | 2024-05-28 | M | A | 4,333 | $5.35 | 114,657 | D | — | — | (F1) The shares acquired upon exercise of the stock option may be transferred only in accordance with the terms of a lock-up agreement entered into between the Reporting Person and the Issuer in connection with the Issuer's initial public offering of Class A Common Stock in April 2024. (F2) Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 5 | Common | Class A Common Stock | 2024-05-28 | M | A | 344 | $19.25 | 155,941 | D | — | — | (F1) The shares acquired upon exercise of the stock option may be transferred only in accordance with the terms of a lock-up agreement entered into between the Reporting Person and the Issuer in connection with the Issuer's initial public offering of Class A Common Stock in April 2024. (F2) Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2024-05-28 | M | D | 14,834 | $0.00 | 0 | D | $5.35 · — to 2028-11-13 | 14,834 Class A Common Stock | (F3) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2024-05-28 | M | D | 344 | $0.00 | 19,656 | D | $19.25 · — to 2032-02-08 | 344 Class A Common Stock | (F5) This option, originally for 20,000 shares, vested as to 1/36th of the shares on February 3, 2022 and 1/36th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2024-05-28 | M | D | 9,319 | $0.00 | 35,681 | D | $8.30 · — to 2030-12-08 | 9,319 Class A Common Stock | (F4) This option, originally for 45,000 shares, vested as to 1/48th of the shares on January 8, 2021 and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2024-05-28 | M | D | 16,787 | $0.00 | 3,213 | D | $12.75 · — to 2029-12-11 | 16,787 Class A Common Stock | (F3) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2024-05-28 | M | D | 4,333 | $0.00 | 0 | D | $5.35 · — to 2028-07-30 | 4,333 Class A Common Stock | (F3) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |