Form 4 for CURI CuriosityStream Inc.
Accepted 2024-05-31 00:00:00 ET · period of report 2024-05-31 · accession 0001628280-24-026021 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-31 | 2024-05-31 | CURI | WESTLEY PETER | CFO | M - OptEx | — | +44.2K | 170.7K | +35% | — |
| DM | 2024-05-31 | 2024-05-31 | CURI | WESTLEY PETER | CFO | D - Sale to Iss | $0.00 | -117.0K | 72.1K | -62% | $0 |
| D | 2024-05-31 | 2024-05-31 | CURI | WESTLEY PETER | CFO | M - OptEx | $0.00 | -44.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-31 | M | A | 44,249 | — | 170,713 | D | — | — | (F1) On May 31, 2024, 44,249 restricted stock units ("RSUs") previously granted to Mr. Westley on July 28, 2023, vested and converted into shares of the Company's common stock on a one-to-one basis. |
| 2 | Derivative | Restricted Stock Units | 2024-05-31 | D | D | 44,937 | $0.00 | 44,938 | D | — · — to — | 44,937 Common Stock | (F2) Represents the cancellation of certain unvested RSUs in connection with Mr. Westley's resignation as Chief Financial Officer of the Company, effective May 31, 2024. The RSUs cancelled under this award would have vested on May 21, 2026 and April 22, 2026. The RSUs remaining under this award shall continue to be subject to the terms of the 2020 Omnibus Incentive Plan and the Services Agreement between Mr. Westley and the Company, effective June 1, 2024. |
| 3 | Derivative | Restricted Stock Units | 2024-05-31 | D | D | 72,067 | $0.00 | 72,068 | D | — · — to — | 72,067 Common Stock | (F3) Represents the cancellation of certain unvested RSUs in connection with Mr. Westley's resignation as Chief Financial Officer of the Company, effective May 31, 2024. The RSUs cancelled under this award would have vested on May 21, 2026. The RSUs remaining under this award shall continue to be subject to the terms of the 2020 Omnibus Incentive Plan and the Services Agreement between Mr. Westley and the Company, effective June 1, 2024. |
| 4 | Derivative | Restricted Stock Units | 2024-05-31 | M | D | 44,249 | $0.00 | 0 | D | — · — to — | 44,249 Common Stock | (F1) On May 31, 2024, 44,249 restricted stock units ("RSUs") previously granted to Mr. Westley on July 28, 2023, vested and converted into shares of the Company's common stock on a one-to-one basis. |