Form 4 for GCMG GCM Grosvenor Inc.
Accepted 2024-06-04 00:00:00 ET · period of report 2024-05-31 · accession 0001628280-24-026736 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-04 | 2024-05-31 | GCMG | Levin Jonathan Reisin | Pres, Dir | F - Tax | $10.05 | -11.1K | 435.7K | -2% | -$111.3K |
| D | 2024-06-04 | 2024-05-31 | GCMG | Levin Jonathan Reisin | Pres, Dir | M - OptEx | — | +25.0K | 446.7K | +6% | — |
| D | 2024-06-04 | 2024-05-31 | GCMG | Levin Jonathan Reisin | Pres, Dir | M - OptEx | $0.00 | -25.0K | 50.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-05-31 | F | D | 11,075 | $10.05 | 435,671 | D | — | — | (F3) Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2024. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale. |
| 2 | Common | Class A Common Stock | 2024-05-31 | M | A | 25,000 | — | 446,746 | D | — | — | (F2) Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. |
| 3 | Derivative | Restricted Stock Units | 2024-05-31 | M | D | 25,000 | $0.00 | 50,000 | D | — · — to — | 25,000 Class A Common Stock | (F2) Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. (F1) Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 25,000 RSUs vested on May 31, 2024, and 25,000 RSUs will vest on each of May 31, 2025 and May 31, 2026, subject to the Reporting Person's continued service through the applicable vesting date. 25,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 25,000 vested RSUs on May 31, 2024. |