Form 4 for INDI indie Semiconductor, Inc.
Accepted 2024-06-14 00:00:00 ET · period of report 2024-06-12 · accession 0001628280-24-028381 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-14 | 2024-06-13 | INDI | Parekh Sonalee Elizabeth | Dir | M - OptEx | $0.00 | +18.9K | 94.1K | +25% | $0 |
| D | 2024-06-14 | 2024-06-12 | INDI | Parekh Sonalee Elizabeth | Dir | S - Sale+OE | $7.58 | -10.0K | 75.2K | -12% | -$75.8K |
| D | 2024-06-14 | 2024-06-13 | INDI | Parekh Sonalee Elizabeth | Dir | A - Grant | $0.00 | +23.7K | 23.7K | New | $0 |
| D | 2024-06-14 | 2024-06-13 | INDI | Parekh Sonalee Elizabeth | Dir | M - OptEx | $0.00 | -18.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-06-13 | M | A | 18,919 | $0.00 | 94,104 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-06-12 | S | D | 10,000 | $7.58 | 75,185 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.44 to $7.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. |
| 3 | Derivative | Restricted Stock Units | 2024-06-13 | A | A | 23,681 | $0.00 | 23,681 | D | — · — to — | 23,681 Class A Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) The restricted stock units vest on the earlier of June 13, 2025 or the date of the 2025 Annual Shareholder Meeting. |
| 4 | Derivative | Restricted Stock Units | 2024-06-13 | M | D | 18,919 | $0.00 | 0 | D | — · — to — | 18,919 Class A Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F4) The restricted stock units vest on the earlier of June 22, 2024 or the date of the 2024 Annual Shareholder Meeting. |