Form 4 for AMPX Amprius Technologies, Inc.
Accepted 2024-06-14 00:00:00 ET · period of report 2024-06-12 · accession 0001628280-24-028383 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-06-14 | 2024-06-12+ | AMPX | MIRRO JUSTIN E | Dir | S - Sale | $1.22 | -800.0K | 1.65M | -33% | -$973.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2024-06-12 | S | D | 70,000 | $1.30 | 1,715,000 | I See footnote | — | — | (F1) The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $1.255 to $1.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. (F3) The shares are owned by Elizabeth Mirro as trustee of the Kensington Capital Trust dated 6/27/20. Elizabeth Mirro is the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities. |
| 2 | Common | Common stock | 2024-06-13 | S | D | 195,000 | $1.21 | 1,662,142 | I See footnote | — | — | (F4) The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.265, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. (F2) The securities are owned by Kensington Capital Partners, LLC, of which the reporting person is the managing member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 3 | Common | Common stock | 2024-06-14 | S | D | 195,000 | $1.13 | 1,467,142 | I See footnote | — | — | (F6) The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $1.08 to $1.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. (F2) The securities are owned by Kensington Capital Partners, LLC, of which the reporting person is the managing member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 4 | Common | Common stock | 2024-06-14 | S | D | 65,000 | $1.13 | 1,585,000 | I See footnote | — | — | (F7) The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $1.08 to $1.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. (F3) The shares are owned by Elizabeth Mirro as trustee of the Kensington Capital Trust dated 6/27/20. Elizabeth Mirro is the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities. |
| 5 | Common | Common stock | 2024-06-12 | S | D | 210,000 | $1.30 | 1,857,142 | I See footnote | — | — | (F1) The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $1.255 to $1.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. (F2) The securities are owned by Kensington Capital Partners, LLC, of which the reporting person is the managing member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 6 | Common | Common stock | 2024-06-13 | S | D | 65,000 | $1.22 | 1,650,000 | I See footnote | — | — | (F5) The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $1.16 to $1.26, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. (F3) The shares are owned by Elizabeth Mirro as trustee of the Kensington Capital Trust dated 6/27/20. Elizabeth Mirro is the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities. |