Form 4 for INDI indie Semiconductor, Inc.
Accepted 2024-07-03 00:00:00 ET · period of report 2024-07-01 · accession 0001628280-24-031126 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-07-03 | 2024-07-03 | INDI | Wittmann Michael | COO | S - Sale+OE | $6.13 | -1,729 | 44.1K | -4% | -$10.6K |
| D | 2024-07-03 | 2024-07-01 | INDI | Wittmann Michael | COO | M - OptEx | $0.00 | +12.5K | 50.4K | +33% | $0 |
| D | 2024-07-03 | 2024-07-03 | INDI | Wittmann Michael | COO | F - Tax | $6.13 | -4,521 | 45.8K | -9% | -$27.7K |
| D | 2024-07-03 | 2024-07-01 | INDI | Wittmann Michael | COO | M - OptEx | $0.00 | -12.5K | 25.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-07-03 | S | D | 1,729 | $6.13 | 44,110 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.07 to $6.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2024-07-01 | M | A | 12,500 | $0.00 | 50,360 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-07-03 | F | D | 4,521 | $6.13 | 45,839 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2024-07-01 | M | D | 12,500 | $0.00 | 25,000 | D | $0.00 · — to — | 12,500 Class A Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F5) Such restricted stock units vest at the rate of 25% annually beginning July 1, 2023. |