Form 4/A for HGTY Hagerty, Inc.

Accepted 2024-07-10 00:00:00 ET · period of report 2024-04-01 · accession 0001628280-24-031579 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
A	2024-07-10	2024-04-01	HGTY	McClymont Patrick	CFO	F - Tax	$9.13	-11.0K	211.1K	-5%	-$100.7K
A	2024-07-10	2024-04-01	HGTY	McClymont Patrick	CFO	A - Grant	$0.00	+55.0K	222.1K	+33%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2024-04-01	F	D	11,034	$9.13	211,071	D	—	—	(F3) On April 3, 2024, the Reporting Person filed a Form 4 reporting the grant of RSUs on April 1, 2024. This Form 4/A amends that prior Form 4 to reflect that, pursuant to the RSU award agreements governing the RSU grants made to the Reporting Person, the Issuer withheld for taxes the number of shares of Class A Common Stock indicated in this Form 4/A upon the vesting of RSUs on April 1, 2024. (F2) Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs pursuant to various RSU award agreements.
2	Common	Class A Common Stock	2024-04-01	A	A	54,986	$0.00	222,105	D	—	—	(F1) Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2027, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer.