Form 4 for UPST Upstart Holdings, Inc.
Accepted 2024-08-09 00:00:00 ET · period of report 2024-08-07 · accession 0001628280-24-036490 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-08-09 | 2024-08-07 | UPST | Mirgorodskaya Natalia | Corp. Ctrl | M - OptEx | $0.43 | +2,500 | 28.3K | +10% | +$1,075 |
| D | 2024-08-09 | 2024-08-07 | UPST | Mirgorodskaya Natalia | Corp. Ctrl | S - Sale+OE | $35.00 | -2,500 | 25.8K | -9% | -$87.5K |
| D | 2024-08-09 | 2024-08-07 | UPST | Mirgorodskaya Natalia | Corp. Ctrl | M - OptEx | $0.00 | -2,500 | 2,000 | -56% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-07 | M | A | 2,500 | $0.43 | 28,321 | D | — | — | (F2) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 2 | Common | Common Stock | 2024-08-07 | S | D | 2,500 | $35.00 | 25,821 | D | — | — | |
| 3 | Derivative | Employee Stock Option (Right to buy) | 2024-08-07 | M | D | 2,500 | $0.00 | 2,000 | D | $0.43 · — to 2024-09-18 | 2,500 Common Stock | (F3) All of the shares subject to this option are fully vested and exercisable as of the date hereof. |