Form 4 for PENG Penguin Solutions, Inc.
Accepted 2024-08-22 00:00:00 ET · period of report 2024-08-20 · accession 0001628280-24-038265 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-08-22 | 2024-08-20 | PENG | Pacheco Jack A | EVP, COO, Pres, Mem Solutions | M - OptEx | $9.20 | +13.3K | 225.2K | +6% | +$122.7K |
| D | 2024-08-22 | 2024-08-20 | PENG | Pacheco Jack A | EVP, COO, Pres, Mem Solutions | S - Sale+OE | $21.14 | -13.3K | 211.9K | -6% | -$281.9K |
| D | 2024-08-22 | 2024-08-20 | PENG | Pacheco Jack A | EVP, COO, Pres, Mem Solutions | M - OptEx | $0.00 | -13.3K | 53.3K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-08-20 | M | A | 13,333 | $9.20 | 225,229 | D | — | — | |
| 2 | Common | Ordinary Shares | 2024-08-20 | S | D | 13,333 | $21.14 | 211,896 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $20.88 to $21.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2024-08-20 | M | D | 13,333 | $0.00 | 53,334 | D | $9.20 · — to 2030-03-12 | 13,333 Ordinary Shares | (F3) The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021. |