Form 4 for UPST Upstart Holdings, Inc.
Accepted 2024-09-03 00:00:00 ET · period of report 2024-08-29 · accession 0001628280-24-039133 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-03 | 2024-08-29 | UPST | Mirgorodskaya Natalia | Corp. Ctrl | M - OptEx | $0.43 | +2,000 | 24.5K | +9% | +$860 |
| D | 2024-09-03 | 2024-08-29 | UPST | Mirgorodskaya Natalia | Corp. Ctrl | S - Sale+OE | $45.00 | -2,000 | 22.5K | -8% | -$90.0K |
| D | 2024-09-03 | 2024-08-29 | UPST | Mirgorodskaya Natalia | Corp. Ctrl | M - OptEx | $0.00 | -2,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-29 | M | A | 2,000 | $0.43 | 24,477 | D | — | — | (F2) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 2 | Common | Common Stock | 2024-08-29 | S | D | 2,000 | $45.00 | 22,477 | D | — | — | |
| 3 | Derivative | Employee Stock Option (Right to buy) | 2024-08-29 | M | D | 2,000 | $0.00 | 0 | D | $0.43 · — to 2024-09-18 | 2,000 Common Stock | (F3) All of the shares subject to this option are fully vested and exercisable as of the date hereof. |