Form 4 for GWH ESS Tech, Inc.
Accepted 2024-09-03 00:00:00 ET · period of report 2024-08-29 · accession 0001628280-24-039163 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-03 | 2024-08-29 | GWH | NIGGLI MICHAEL R | Dir | M - OptEx | $6.88 | +11.9K | 77.3K | +18% | +$81.5K |
| D | 2024-09-03 | 2024-08-29 | GWH | NIGGLI MICHAEL R | Dir | M - OptEx | $0.00 | -11.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-29 | M | A | 11,852 | $6.88 | 77,312 | D | — | — | (F1) On August 23, 2024 the issuer completed a one-for-fifteen reverse stock split of its common stock. All of the share numbers have been adjusted to reflect this reverse stock split. |
| 2 | Derivative | Stock Option (right to buy) | 2024-08-29 | M | D | 11,852 | $0.00 | 0 | D | $6.88 · — to 2028-10-18 | 11,852 Common Stock | (F11) The shares subject to the option vest in 48 equal monthly installments beginning on August 20, 2018. |