Form 4 for VRT Vertiv
Accepted 2024-09-04 00:00:00 ET · period of report 2024-09-03 · accession 0001628280-24-039319 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-04 | 2024-09-03 | VRT | Winther Karsten | Pres, EMEA | S - Sale+OE | $79.99 | -44.9K | 42.6K | -51% | -$3.59M |
| D | 2024-09-04 | 2024-09-03 | VRT | Winther Karsten | Pres, EMEA | M - OptEx | $12.05 | +30.2K | 55.5K | +120% | +$364.0K |
| D | 2024-09-04 | 2024-09-03 | VRT | Winther Karsten | Pres, EMEA | M - OptEx | $0.00 | -30.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-09-03 | S | D | 8,945 | $82.25 | 10,541.91 | D | — | — | (F2) Sold pursuant to a previously executed Rule 10b5-1 plan entered on September 7, 2023. (F7) The trade was executed in a series of transactions with a price range of $81.71 to $82.66, inclusive, with a weighted average price of $82.25. (F1) Includes shares, RSUs and DSUs. |
| 2 | Common | Class A Common Stock | 2024-09-03 | S | D | 9,893 | $80.89 | 19,486.91 | D | — | — | (F2) Sold pursuant to a previously executed Rule 10b5-1 plan entered on September 7, 2023. (F6) The trade was executed in a series of transactions with a price range of $80.62 to $81.59, inclusive, with a weighted average price of $80.89. (F1) Includes shares, RSUs and DSUs. |
| 3 | Common | Class A Common Stock | 2024-09-03 | S | D | 6,500 | $80.12 | 29,379.91 | D | — | — | (F2) Sold pursuant to a previously executed Rule 10b5-1 plan entered on September 7, 2023. (F5) The trade was executed in a series of transactions with a price range of $79.60 to $80.58, inclusive, with a weighted average price of $80.12. (F1) Includes shares, RSUs and DSUs. |
| 4 | Common | Class A Common Stock | 2024-09-03 | S | D | 6,700 | $79.22 | 35,879.91 | D | — | — | (F2) Sold pursuant to a previously executed Rule 10b5-1 plan entered on September 7, 2023. (F4) The trade was executed in a series of transactions with a price range of $78.60 to $79.57, inclusive, with a weighted average price of $79.22. (F1) Includes shares, RSUs and DSUs. |
| 5 | Common | Class A Common Stock | 2024-09-03 | M | A | 30,204 | $12.05 | 55,465.91 | D | — | — | (F1) Includes shares, RSUs and DSUs. |
| 6 | Common | Class A Common Stock | 2024-09-03 | S | D | 12,886 | $78.08 | 42,579.91 | D | — | — | (F2) Sold pursuant to a previously executed Rule 10b5-1 plan entered on September 7, 2023. (F3) The trade was executed in a series of transactions with a price range of $77.565 to $78.56, inclusive, with a weighted average price of $78.08. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes 4 through 7, inclusive. (F1) Includes shares, RSUs and DSUs. |
| 7 | Derivative | Stock Options | 2024-09-03 | M | D | 30,204 | $0.00 | 0 | D | $12.05 · — to 2030-02-07 | 30,204 Class A Common Stock | (F8) The option award exercised in this transaction was fully vested and exercised on the transaction date. |