Form 4 for INDI indie Semiconductor, Inc.
Accepted 2024-09-04 00:00:00 ET · period of report 2024-08-31 · accession 0001628280-24-039445 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-04 | 2024-08-31 | INDI | Aoki Ichiro | Pres, Dir | M - OptEx | $0.00 | +12.5K | 49.1K | +34% | $0 |
| D | 2024-09-04 | 2024-09-03 | INDI | Aoki Ichiro | Pres, Dir | F - Tax | $3.87 | -4,782 | 44.3K | -10% | -$18.5K |
| D | 2024-09-04 | 2024-08-31 | INDI | Aoki Ichiro | Pres, Dir | M - OptEx | $0.00 | -12.5K | 25.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-08-31 | M | A | 12,500 | $0.00 | 49,131 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-09-03 | F | D | 4,782 | $3.87 | 44,349 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-08-31 | M | D | 12,500 | $0.00 | 25,000 | D | — · — to — | 12,500 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. (F3) The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. |