Form 4 for LAZ Lazard, Inc.
Accepted 2024-09-17 00:00:00 ET · period of report 2024-09-13 · accession 0001628280-24-040620 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-17 | 2024-09-13 | LAZ | Orszag Peter Richard | CEO, Dir | M - OptEx | — | +84.6K | 186.2K | +83% | — |
| D | 2024-09-17 | 2024-09-13 | LAZ | Orszag Peter Richard | CEO, Dir | D - Sale to Iss | $46.10 | -67.5K | 118.7K | -36% | -$3.11M |
| D | 2024-09-17 | 2024-09-13 | LAZ | Orszag Peter Richard | CEO, Dir | M - OptEx | — | -84.6K | 62.5K | -58% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-13 | M | A | 84,633 | — | 186,155 | D | — | — | (F1) Shares of Common Stock were acquired upon the exchange of a prior grant of Restricted Stock Units ("RSUs") into shares of Common Stock. |
| 2 | Common | Common Stock | 2024-09-13 | D | D | 67,500 | $46.10 | 118,655 | D | — | — | (F2) Represents shares of Common Stock sold to the Company to cover estimated taxes and other personal expenditures. (F3) Represents the New York Stock Exchange closing price of Common Stock on the trading day immediately preceding the exchange date of the RSUs referenced in Footnote (1). |
| 3 | Derivative | Restricted Stock Units | 2024-09-13 | M | D | 84,633 | — | 62,461 | D | — · — to — | 84,633 Common Stock | (F4) Represents a prior grant of RSUs awarded for which service and other conditions have been satisfied. (F5) Each RSU represents a contingent right to receive one share of Common Stock. (F1) Shares of Common Stock were acquired upon the exchange of a prior grant of Restricted Stock Units ("RSUs") into shares of Common Stock. |